Types of Accounts & Fees

Types of Accounts We Offer

  • Non Qualified Accounts

    Individual

    Joint with Rights of Survivorship (JTWROS)

    Joint Tenants in Common (JTIC)

    Joint Tenants in Entirety (JTIE)

    Joint Tenants Community Property (JTCP)

    Transfer on Death (TOD)

    Trust

    Estate

    UGMA / UTMA

    Conservatorship

    Guardian

    FCCS 529

    Corporation

    Unincorporated Organization

    Non-profit Corporation

    Non-profit Organization

    Partnership

    Limited Liability Company (LLC)

    Sole Proprietorship

    Investment Club

  • Qualified Accounts

    Traditional IRA

    Rollover IRA

    Roth IRA

    Beneficiary Individual IRA (IRABDA)

    Beneficiary Entity IRA (IRABDA)

    Beneficiary Guardian IRA (IRABDA)

    Beneficiary Minor IRA (IRABDA)/ Beneficiary Custodian IRA (IRABDA)

    Beneficiary Trust IRA (IRABDA)

    Beneficiary Estate IRA (IRABDA)

    SEP IRA

    SIMPLE IRA

    Traditional Guardian IRA

    Traditional Minor IRA

    Roth Guardian IRA

    Roth Minor IRA

    Keogh Plans

    Health Savings Account

    Solo(K)

    Group 401(K) Participant

    NFS Non-ERISA Group Retirement Plan

  • Both / Alternative Accounts

    Registered Indexed linked Annuities RILAs

    Fixed-Indexed Annuity

    Variable Annuity

    Fixed Annuity

    Variable Universal Life

    529 Plans

    Stocks 

    ETFs

     CDs

    Mutual Funds

    Managed Futures

    Non-trades Preferred Stock

    REITs

    Private Investment in Equities and Debts

    Oil and Gas Programs

    Seperate Managed Account 

  • Insurance Accounts

    Whole Life Insurance

    Term Life insurance 

    Juvenile Life Insurance

    Guarantee Life Insurance

    Universal Life Insurance

    Final Expense Insurance

    Endowment Life Insurance

    Disability Insurance

    Long Term Care Insurance

    Medicare Insurance

    Medicare Supplemental Insurance

    Life Insurance Retirement Plans

Pricing Structure

Plan Cost
Early Stage Investor $75/month plus one-time onboarding fee $250 (services below)
Working Professionals / Retirees / Business Owners $150/month plus one-time onboarding fee $350 (services below)
Financial Plan Only $2500+ based on client assets
Business Planning Custom Pricing

Services

Early Stage Investor Working Professional / Retirees / Business Owners
Basic Financial Plan Comprehensive Financial Plan
Annual Client Meeting Multiple client meetings (minimum 2)
Budgeting / Cash Flow Analysis Budgeting / Cash Flow Analysis
Debt Elimination Strategy Debt Elimination Strategy
Organization of client documents Organization of client documents
Behavioral coaching and wealth mentoring Behavioral coaching and wealth mentoring
Access to financial planning tools Access to financial planning tools
Retirement account investment analysis and allocation
Investment policy design
Portfolio Review and evaluation
Risk management analysis
Insurance policy review
Estate analysis and planning
Tax planning
Tax projections
Philanthropic planning

Investment Management

Definition: Handling assets and other investments. Management includes devising a short-term or long-term strategy of portfolio holdings.


We team with the industry's leading managers who do extensive research to build and manage our clients portfolios that are geared to your financial risk tolerance and goals. We review and evaluate your holdings on a quarterly basis and make changes as necessary. We want to make this process as easy and as comprehensible as possible. 


Managing your investment portfolio is just one piece of the financial puzzle; ensuring your 401(k) aligns with your overall financial strategy is equally important.


Now, let's explore a few questions about how we can help you manage your 401(k) to maximize its potential and integrate it seamlessly into your financial plan.


Questions To Think About 


  • Do you have a 401(k) with your company? If so, visit our self-directed brokerage page to see how we can potentially help you manage your 401(k).
  • Have you inherited a lump-sum of money and don't know how to manage it? We can discuss options available to help you sustain your wealth to match your goals. 
  • How do you evaluate your risk profile? If you had a lump-sum of money in the stock market would you be able to sleep comfortably? 
  • The market is down, what do you do? How do you handle market fluctuations? 
  • How do I know what to invest in? We can discuss options based on your risk tolerance and financial goals


Investments We Manage Cost
0 - $1,000,000 1%
$1,000,000 - $3,000,000 0.85%
$3,000,000 - $5,000,000 0.60%
$5,000,000 - $10,000,000 0.45%
$10,000,000+ 0.30%
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